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Caldwell Sutter Capital Data Breach Investigation
Shamis & Gentile P.A., one of the nation's premier class action law firms specializing in data breach cases, is investigating the Caldwell Sutter Capital, Inc. data breach.
If you were affected by the data breach, your sensitive personally identifiable information may have been exposed, and you may be eligible for compensation.
About Caldwell Sutter Capital
Caldwell Sutter Capital Inc. is a hybrid broker-dealer and registered investment adviser based in Sausalito, California. Founded in 1982, the company has more than 35 years of experience in investment management, serving individuals, families and institutions.
What Happened?
On April 29, 2026, Caldwell Sutter Capital Inc. was notified by FoxTrot LLC, a third-party service provider, of a data security incident in FoxTrot’s systems.
The unauthorized access occurred on April 22, 2026, between 4 and 8 p.m. Pacific Time. Following the notification, Caldwell Sutter Capital worked with FoxTrot to understand the incident and assess the impact. The investigation is ongoing.
The breach affected a total of 663 people in the United States, including residents in Maine, Massachusetts, and Vermont. Written notices were sent to affected consumers on May 29, 2026.
Information Exposed:
- Names
- Account numbers
- Social Security numbers
- Financial accounts
You May Be Entitled to Compensation
If your personal information was exposed in the Caldwell Sutter Capital Inc. data breach, you may be eligible for compensation. Laws protect consumers when their sensitive information is compromised, and lawyers are ready to help affected individuals pursue claims for damages related to the breach.
To find out if you qualify and to join a potential lawsuit, complete the below form. Lawyers are actively investigating this incident and can help guide you through your options.
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